Jun 18, 2012 | DUI & DWI, Uncategorized
As DUI law has developed in South Carolina and as public opinion has increasingly turned against individuals who find themselves with DUI charges, the penalties for DUI convictions and consequently DUI pleas have gotten stricter. The state legislature has taken increasing amounts of discretion away from judges to sentence based on the merits in each case and the character and individual traits of each defendant.
Today, there is mandatory minimum sentencing for every DUI based on past DUIs and the blood alcohol content at the time of arrest.
| BAC: |
Less than 0.10% |
0.10%-0.15% |
0.16% or more |
| First Offense |
- 6 month license suspension
- $400 Fine
- 48 hours jail or public service up to 30 days jail
|
- 6 month license suspension
- $500 Fine
- 72 hours jail or public service up to 30 days jail
|
- 6 month license suspension
- $1,000 Fine
- Minimum 30 days jail up to 90 days jail
|
| Second Offense |
- 1 year License suspension
- $2,100-$5,100 Fine
- Jail – 5 days to 1 year
|
- 1 year license suspension
- $2,500-$5,500 Fine
- Jail – 30 days to 2 years
|
- 1 year license suspension
- $3,500-$6,500 Fine
- Jail – 90 days to 3 years
|
| Third Offense |
- 2 year license suspension
- $3,800-$6,300 Fine
- Jail – 60 days to 3 years
|
- 2 year license suspension
- $5,000-$7,500 Fine
- Jail – 90 days to 4 years
|
- 2 year license suspension
- $7,500-$10,000 Fine
- Jail – 6 months to 5 years
|
| Fourth (and later) Offense |
- Permanent license revocation
- Jail – 1 to 5 years
|
- Permanent license revocation
- Jail – 2 to 6 years
|
- Permanent license revocation
- Jail – 3 to 7 years
|
For first time DUI’s, the court may offer public service instead of jail time, but the court cannot make you accept public service instead of jail. Also, for first time DUI’s, the legislature has directed the courts to allow those convicted of DUI to serve their public service or jail time in such a way as to avoid interfering with employment, such as on the weekends.
In second and subsequent DUI offenses, the court will order that an ignition interlock device be installed in the defendant’s car at the defendant’s expense, upon conviction.
In addition to these minimum sentences, prosecutors are not allowed to bargain DUIs down to a wet reckless charge, which is allowed in some states. These sort of charges involve acknowledging that alcohol was involved, but in a charge less serious than DUI but more serious than reckless driving. Plea bargaining is still possible, but on different terms than in other states.
Keep in mind also that the DMV is required to collect and publish the names of all those whose licenses have been revoked due to DUI convictions.
The DUI attorneys of Reeves Aiken & Hightower LLP stand ready to fight for you if you have been charged with DUI in SC. We encourage you to visit our website at www.rjrlaw.com and compare our attorneys’ credentials to any other firm. You can then call us toll-free at 877-374-5999 or contact us by email for a private, confidential consultation to review your particular case.
Mar 11, 2012 | Criminal Defense, Uncategorized
This SC Supreme Court decision reaffirms the critical importance of issuing warrants. Without the signature of the issuing judge, the warrant is just a “piece of unfinished paper.” Any evidence obtained pursuant to such a “warrant” is, therefore, invalid and must be suppressed. If ever confronted with a law enforcement officer seeking to search your home or business, ask to see the warrant. If not signed, you can object to allowing the police to go forward. If they insist on proceeding, call an experienced criminal defense lawyer immediately and decline to answer any questions until you get advice. Better make sure your attorney knows and understands this complex area of criminal law and is willing to fight to make sure you get a fair and just trial. There is too much at stake to risk an inexperienced lawyer.
At Reeves, Aiken & Hightower LLP, our attorneys have over 70 years of combined trial experience in both civil and criminal courts. We are available by mobile phone in the evenings, on weekends, and even holidays. Our lawyers are licensed in both South Carolina and North Carolina and are effective criminal trial attorneys. We are not afraid to go to Court and often do. Tyler Burns is a former 16th Circuit (York County) prosecutor, and Art Aiken is a accomplished criminal attorney who has tried virtually every type of criminal case in both state and federal courts. And, Bea Hightower is a former Richland County public defender in Columbia. We welcome an opportunity to sit down and personally review your case. Compare our attorneys’ credentials and experience to any other law firm. Then call us at 803-548-4444 for a private consultation. Or visit our firm’s website at www.rjrlaw.com
THE STATE OF SOUTH CAROLINA
In The Supreme Court
The State, Petitioner/Respondent,
v.
Kevin Covert, Respondent/Petitioner.
ON WRIT OF CERTIORARI TO THE COURT OF APPEALS
Appeal from Greenville County
James C. Williams, Jr., Circuit Court Judge
Opinion No. 26632
Heard January 21, 2009 – Filed April 13, 2009
AFFIRMED AS MODIFIED
Attorney General Henry Dargan McMaster, Chief Deputy Attorney General John W. McIntosh, Assistant Deputy Attorney General Salley W. Elliott and Senior Assistant Attorney General Norman Mark Rapoport, all of Columbia, and Robert Mills Ariail, of Greenville, for Petitioner/Respondent.
Katherine Carruth Link, of West Columbia, for Respondent/Petitioner.
JUSTICE PLEICONES: We granted certiorari to review the Court of Appeals decision in State v. Covert, 368 S.C. 188, 628 S.E.2d 482 (Ct. App. 2006)[1] and now affirm, as modified, that court’s decision to grant respondent a new trial. In a split decision, Judges Short and Anderson found reversible error in the jury’s possession of a statute during deliberations; in addition, Judge Short found that evidence should have been suppressed, and Judge Anderson found reversible error in the verdict form.
We hold, as did Judge Short, that an unsigned search warrant is invalid, and agree with Judge Anderson that when a verdict form is submitted to a jury in a criminal case, it must affirmatively offer a “not guilty” option. Finally, while we agree with Judges Short and Anderson that it was error to permit this jury to have a written version of the trafficking statute with it during deliberations, we would not find sufficient prejudice from that error alone to warrant reversal.
ISSUES
| Did Judge Short err in holding that an unsigned search warrant is invalid? |
| Did Judge Anderson err in finding the verdict form here was so prejudicial as to require reversal? |
| Did permitting the jury to have a written version of the trafficking statute with it during deliberations require reversal? |
ANALYSIS
1. Warrant
The search warrant in this case is signed by the magistrate, and dated September 28, 2002; the accompanying two-page affidavit is signed by her on each page, and both these signatures are dated September 26, 2002. The return is signed and dated September 27, 2002. It is undisputed that the warrant was obtained and served on September 26, 2002.
At trial, respondent contended that the warrant was unsigned when it was served, that it was therefore invalid, and that accordingly the evidence seized pursuant to the search should be suppressed. Respondent argued that, without the magistrate’s signature, the warrant was not issued within the meaning of South Carolina’s search warrant statute, S.C. Code Ann. § 17-13-140 (1985). The trial judge refused to suppress the evidence even though he found the warrant had not been signed before it was served, holding that the search warrant statute was subject to a “good faith” exception, and that such an exception was applicable here.
On appeal, Judge Short held that the search warrant was not issued within the meaning of the statute because it lacked a timely signature. Judge Short also held there was a good faith exception to the statutory warrant procedures, but that it was inapplicable here. We agree that the absence of the magistrate’s signature at the time the warrant was served invalidates it, but do not reach the issue whether there exists a “good faith” exception to the statutory warrant requirements since we find, as explained below, that no warrant was ever issued.
We have held, in the context of an arrest warrant, that such a warrant is not lawful where the issuing judicial officer failed to sign the warrant on the space provided on the warrant form. Davis v. Sanders, 40 S.C. 507, 19 S.E 138 (1894). Although the State would characterize such an omission as merely procedural or ministerial, we disagree. The Davis Court gave a persuasive explanation of the signature requirement, albeit in the context of an arrest warrant:
[W]hen it is remembered that a sheriff or other officer, who undertakes to arrest a citizen under a warrant, is bound to show his warrant, if demanded, to the person proposed to be arrested, and if he refuses to do so the arrest may be lawfully resisted [internal citation omitted], we think it would be very dangerous to the peace of society for the court to hold that a paper, which shows on its face that it is an unfinished paper…would be a sufficient justification for an arrest.
The same policy considerations apply to a search warrant, [2] and thus the lack of the issuing officer’s signature is not excusable as merely procedural or ministerial, but rather negates the existence of a warrant, creating instead “an unfinished paper.” As the DavisCourt went on to hold, the fact that the issuing officer intended to sign the warrant and had in fact signed the back was not sufficient to validate it, nor was the arrest legal despite the fact the officers who executed the arrest pursuant to the “warrant” were “entirely innocent of any intentional wrong.”
The Davis requirement that a warrant must be signed by the issuing judicial officer in order to be complete is a common law decision predicated on public policy considerations. The signature is the assurance that a judicial officer has found that law enforcement has made the requisite probable cause showing, and serves as notice to the citizen upon whom the warrant is served that it is a validly issued warrant. Without the signature, it is merely an “unfinished paper.” Davis, supra; see also DuBose v. DuBose, 90 S.C. 87, 72 S.E. 645 (1911) (“But it has been decided [in Davis] that, when an officer is performing the ministerial duty of issuing a paper on compliance with certain conditions prescribed by law, his signature at the foot of the paper he intended to sign is necessary to its validity”).
We consider also whether the unsigned warrant can be upheld in the face of § 17-13-140, the general search warrant statute. The statute contains requirements different from those mandated by the Fourth Amendment, and is in some ways “more strict” than the federal constitution. State v. McKnight, 291 S.C. 110, 352 S.E.2d 471 (1987). While we have recognized a “good faith” exception to the statute’s requirements where the officers make a good faith attempt to comply with the statute’s affidavit procedures,McKnight, supra, explaining State v. Sachs, 264 S.C. 541, 216 S.E.2d 501 (1975), we have left open the question whether a good faith exception would be applied where “the officers reasonably believe the warrant is valid when the search is made, but is subsequently determined to be invalid.” McKnight, supra. Here, we do not reach the question whether there exists a good faith exception to the statute where a defective warrant is issued, since under South Carolina law an unsigned warrant is not a warrant, and is not capable of being issued within the meaning of § 17-13-140. See also Davis, supra (officers good faith irrelevant where warrant is not signed).
The circuit court erred in refusing to suppress the evidence seized pursuant to the unsigned “warrant.” Respondent is therefore entitled to a new trial.
2. Verdict Form
In this case, the jury was given a verdict form which tracked the provisions of the trafficking statute, but did not specifically allow the jury to return a “not guilty” verdict. We agree with Judge Anderson that this was error and hold that henceforth, any verdict form given to a jury for use in a criminal case must specifically include as an option “not guilty.” We therefore overrule State v. Myers, 344 S.C. 532, 544 S.E.2d 851 (Ct. App. 2001) to the extent it holds that a jury charge can negate prejudice from the lack of a “not guilty” choice on a verdict form.
3. Trafficking Statute
Judge Short and Judge Anderson found reversible error in the trial court’s submission to the jury of the trafficking statute, while Judge Goolsby found no error. Since this case was tried and the appeal decided by the Court of Appeals, we have held that it is within the trial judge’s discretion to “submit its instructions on the law to the jury in writing.” State v. Turner, 373 S.C. 121, 644 S.E.2d 693 (2007). We caution the bench again, as we did in Turner, that this practice should be used sparingly, and only where it will aid the jury and where it will not prejudice the defendant. It is never appropriate, however, to give only part of the charge to the jury as was done in this case.
CONCLUSION
The Court of Appeals decision reversing respondent’s convictions and sentences is
AFFIRMED AS MODIFIED.
WALLER, BEATTY, JJ., and Acting Justice James E. Moore, concur. TOAL, C.J., concurring in a separate opinion.
Chief Justice Toal: Although I concur in the decision to affirm the court of appeals’ decision reversing Covert’s conviction, I write separately because I would reach this decision on different grounds.
As a primary matter, I do not find that Davis v. Sanders, 40 S.C. 507, 19 S.E. 138 (1894) controls this case. Davis was decided over one hundred years ago, prior to the passage of § 17-13-140. Moreover, the Davis Court, in the absence of any statutory authority, relied on prior case law in declaring that a warrant must be signed.[3] See State v. Vaughn, 16 S.C.L. (Harp.) 313 (1824) (holding that a warrant that was signed but not sealed was nevertheless a valid warrant). Moreover, I find it significant that the parties inDavis conceded that a warrant had to be signed, thereby leaving only the issue of whether the magistrate’s notation on the warrant constituted a signature for the Court’s determination. Accordingly, I believe that Davis is somewhat irrelevant to the facts of this case and that we must solely look to § 17-13-140 to determine the validity of this warrant.
Section 17-13-140 does not specifically require the magistrate to sign the warrant, but rather, merely requires that a magistrate “issue” the warrant. Nonetheless, a magistrate’s signature indicates that she has made the necessary probable cause finding required before issuing the warrant. Even assuming that an unsigned warrant is defective, I do not believe that this alone necessarily renders the warrant void ab initio.
This Court has held that the good faith exception to the exclusionary rule applies in cases where officers make a good faith attempt to comply with the statute’s affidavit requirements. See State v. McKnight, 291 S.C. 110, 112-13, 352 S.E.2d 471, 472 (1987) (refusing to apply the good faith exception where the officers failed to attempt to comply in good faith to the affidavit requirements);State v. Sachs, 264 S.C. 541, 559, 216 S.E.2d 501, 510 (1975) (allowing evidence to be admitted pursuant to the good faith exception where officers attempted in good faith to comply with the statutory requirements). In my view, the policy reasons for applying the good faith exception to the exclusionary rule in other cases are applicable in this case. See State v. Harvin, 345 S.C. 190, 194, 547 S.E.2d 497, 500 (2001) (recognizing that the main purpose of the exclusionary rule is the deterrence of police misconduct). Covert does not allege that the officers knew the warrant was unsigned or deliberately obtained the warrant without a signature, and the record contains no evidence that he was prejudiced by the statutory violation. Therefore, I would hold that the officers attempted in good faith to comply with § 17-13-140’s requirements and the exclusionary rule should not render the evidence inadmissible.
In my view, the fatal flaw in the State’s case is its failure to present any evidence at trial that the magistrate made a probable cause finding. As the majority observes, the signature on the warrant indicates that a judicial officer found that law enforcement made the requisite probable cause showing, a finding clearly required before a warrant may be issued. The State bore the burden of proving the validity of the warrant and, in my view, while the absence of a magistrate’s signature may be a factor in determining whether the warrant was issued upon probable cause, it is not dispositive of the determination. However, by failing to call the magistrate to testify that she issued the warrant upon finding probable cause, the State failed to present any evidence to show the warrant was valid and therefore did not carry its burden. See Sachs, 264 S.C. at 555, 216 S.E.2d at 508 (recognizing that “all that is necessary to justify the issuance of a warrant is probable cause”); see also U.S. Const. amend. IV and S.C. Const. art. I (mandating that a warrant must be supported by probable cause).
For these reasons, I would hold that the good faith exception is applicable under these circumstances, but that the State failed to carry its burden of proving the magistrate issued the warrant upon finding probable cause. Accordingly, I concur with the majority’s decision to affirm as modified the court of appeals’ opinion.
[1] The facts are fully reported in that opinion, and the verdict form is reproduced in Judge Anderson’s concurring opinion.
[2] See S.C. Code Ann. § 17-13-150 (2003) (copy of warrant and affidavit shall be furnished to person served)
[3] Specifically, the Davis Court found that the lower court properly charged the jury that “a warrant need not be under seal, yet it must be in writing, and signed by the officer issuing.” Id. at 509, 19 S.E. at 139.
Mar 11, 2012 | Criminal Defense, Uncategorized
This SC Supreme Court case deals with a post-conviction relief petition (PCR) by a criminal defendant who claimed he was not properly advised by his lawyer. The Court found against the PCR relief, but this case also shows what can happen when probation is violated and subsequently revoked. In many criminal cases, the defendant is given a long sentence but a fairly short period of probation. As long as the defendant follows the rules, his probation term will end, and he is free to move on with his life. However, any significant violation can cause the probation to be revoked, and the defendant will be sent to prison for his original sentence. In many cases, a probation violation hearing can be defended. Better make sure your attorney knows what to argue here. The stakes of being sent to prison are too high to risk an inexperienced lawyer.
At Reeves, Aiken & Hightower LLP, our attorneys have over 70 years of combined trial experience in both civil and criminal courts. We are available by mobile phone in the evenings, on weekends, and even holidays. Our lawyers are licensed in both South Carolina and North Carolina and are effective criminal trial attorneys. We are not afraid to go to Court and often do. Tyler Burns is a former 16th Circuit (York County) prosecutor, and Art Aiken is a accomplished criminal attorney who has tried virtually every type of criminal case in both state and federal courts. And, Bea Hightower is a former Richland County public defender in Columbia. We welcome an opportunity to sit down and personally review your case. Compare our attorneys’ credentials and experience to any other law firm. Then call us today at 803-548-4444 for a private consultation. Or visit our firm’s website at www.rjrlaw.com
THE STATE OF SOUTH CAROLINA
In The Supreme Court
Harold B. Turner, Petitioner,
v.
State of South Carolina, Respondent.
ON WRIT OF CERTIORARI
Appeal from Spartanburg County
John M. Milling, Circuit Court Judge
Opinion No. 26708
Submitted April 22, 2009 – Filed August 24, 2009
AFFIRMED
Deputy Chief Appellate Defender Wanda H. Carter, of South Carolina Commission on Indigent Defense, of Columbia, for Petitioner.
Attorney General Henry Dargan McMaster, Chief Deputy Attorney General John W. McIntosh, Assistant Deputy Attorney General Salley W. Elliott, Assistant Attorney General Prentiss Counts, all of Columbia, for Respondent.
CHIEF JUSTICE TOAL: In this case, the Court granted a writ of certiorari to review the post-conviction relief (PCR) court’s denial of relief to Petitioner Harold B. Turner.
FACTUAL/PROCEDURAL BACKGROUND
In 1994, Petitioner pled guilty to second degree burglary and was sentenced to fifteen years imprisonment, suspended upon time served and five years probation. Subsequently, his probation was revoked. Petitioner did not directly appeal his probation revocation. Petitioner filed an application for PCR alleging probation counsel was ineffective for failing to advise him of his right to a direct appeal.
At the PCR hearing, Petitioner testified that after the revocation hearing, he asked probation counsel, “What can we do?” and that counsel responded “the judge made his ruling,” and testified that he would have requested an appeal if he had known his rights. Probation counsel testified that there were no appealable issues stemming from the probation revocation and that Petitioner never inquired about an appeal. The PCR court found that there were no non-frivolous grounds for an appeal and that no extraordinary circumstances existed and denied Petitioner relief.
This Court granted Petitioner’s request for a writ of certiorari, and Petitioner presents the following issue for review:
Did the PCR court err in finding probation counsel was not ineffective in failing to advise Petitioner of his right to a direct appeal from his probation revocation?
STANDARD OF REVIEW
The burden of proof is on the applicant in post-conviction proceedings to prove the allegations in his application. Butler v. State, 286 S.C. 441, 442, 334 S.E.2d 813, 814 (1985). On certiorari, the PCR court’s ruling should be upheld if it is supported by any evidence of probative value in the record. Cherry v. State, 300 S.C. 115, 119, 386 S.E.2d 624, 626 (1989). However, this Court will reverse the PCR court’s decision when it is controlled by an error of law. Pierce v. State, 338 S.C. 139, 145, 526 S.E.2d 222, 225 (2000).
LAW/ANALYSIS
As a primary matter, we must first address the basis upon which Petitioner claims he is entitled to relief. Since Petitioner seeks relief due to ineffective assistance of counsel, Petitioner bases his PCR application on a violation of his Sixth Amendment right to counsel. See Duckson v. State, 355 S.C. 596, 598, 586 S.E.2d 576, 577 (2003), citing McKnight v. State, 320 S.C. 356, 465 S.E.2d 352 (1995) (observing that an ineffective assistance claim is premised on the violation of an individual’s Sixth Amendment right to counsel). However, a probationer does not have a Sixth Amendment right to counsel.[1] Rather, the right to counsel may arise pursuant to the Due Process Clause under the Fifth and Fourteenth Amendments. See Gagnon v. Scarpelli, 411 U.S. 778, 790 (1973).[2] In South Carolina, however, all persons charged with probation violations have a right to counsel and must be informed of this right pursuant to court rules and case law. Barlet v. State, 288 S.C. 481, 483, 343 S.E.2d 620, 621 (1986); Rule 602(a), SCACR.
In Duckson, the parolee filed an application for PCR alleging that he received ineffective assistance of counsel at his parole revocation hearing. In South Carolina, a parolee has a statutory right to have counsel present at a parole revocation hearing[3] but, similar to a probationer, does not have a Sixth Amendment right to counsel. As Duckson makes clear, neither a parolee nor a probationer has a Sixth Amendment right to counsel. Accordingly, this Court held that because the parolee could not assert a Sixth Amendment violation and because he did not contend his due process rights were violated, the parolee failed to allege the parole revocation was unlawful and thus failed to state a claim cognizable in a PCR action.
We find the Duckson analysis instructive to the instant case. Although parole revocation and probation revocation are different types of proceedings,[4] to the extent there is a constitutional right to counsel in either context, it exists only by virtue of the Due Process Clause. See Gagnon, 411 U.S. 778, 782 n.3 (observing that, despite minor differences between parole and probation, the revocation of probation is constitutionally indistinguishable from the revocation of parole). Petitioner has only alleged a Sixth Amendment violation, namely that probation counsel was ineffective in failing to inform him of his right to a direct appeal, and thus, under Duckson, it appears he has failed to state a cognizable claim in a PCR action.
However, Duckson is distinguishable from the instant case in an important respect. Unlike a parolee, we have held that, pursuant to court rule, a probationer has a right to counsel. See Barlet and Rule 602(a). A parolee’s statutory right to have counsel present is not comparable to a probationer’s absolute right under state law to appointed counsel. We now hold that because a probationer has a right to counsel, albeit not a Sixth Amendment right, the same analysis for ineffectiveness that applies in other PCR proceedings involving claims against counsel should, by analogy, apply in PCR proceedings involving claims against probation counsel. In our view, this approach does not elevate form over substance by, for example, allowing a probationer to proceed on a due process violation but not allowing him to proceed on an ineffective assistance claim despite the fact that both claims stem from the failure to be informed of his right to appeal. Additionally, this approach eases confusion as well as the burden on the lower courts by providing a uniform standard.[5]
To this end, we must determine whether, under our Strickland jurisprudence, probation counsel was ineffective for failing to inform Petitioner of his right to appeal the revocation of his probation. We hold that he was not.
Following a trial, counsel must inform a defendant who has been found guilty of a crime of the possibility of an appeal and the method for taking an appeal. Frasier v. State, 306 S.C. 158, 161, 410 S.E.2d 572, 574 (1991). In a plea proceeding, however, there is no requirement that plea counsel inform a defendant of the right to a direct appeal absent extraordinary circumstances. Weathers v. State, 319 S.C. 59, 61, 459 S.E.2d 838, 839 (1995); see also Roe v. Flores-Ortega, 528 U.S. 470 (2000) (holding that counsel has a constitutional duty to inform a defendant of his right to appeal a guilty plea if there is reason to think that a rational defendant would want to appeal or that the defendant demonstrated an interest in appealing).[6]
We hold that probation counsel is not required to inform a probationer of his right to an appeal absent extraordinary circumstances. This holding is in accord with counsel’s duties at a plea hearing. See Weathers, 319 S.C. at 61, 459 S.E.2d at 839 (holding that, “absent extraordinary circumstances, there is no constitutional requirement that a defendant be informed of the right to a direct appeal from a guilty plea.”). In our view, a probationer should not be afforded additional protections in a probation revocation hearing, a proceeding that is not a stage of criminal prosecution and that occurs after sentencing, which are not constitutionally mandated in a guilty plea hearing. In other words, probation counsel is not held to a higher performance standard than that imposed upon plea counsel.
In the instant case, the PCR court found probation counsel’s testimony more credible than Petitioner’s testimony. Additionally, there is evidence in the record to support the PCR court’s finding that there were no non-frivolous grounds for an appeal and that no extraordinary circumstances existed. Accordingly, because Petitioner failed to show extraordinary circumstances, he is not entitled to relief.
CONCLUSION
For these reasons, we affirm the PCR court’s order denying Petitioner relief.
WALLER, PLEICONES, BEATTY and KITTREDGE, JJ., concur.
[1] In Huckaby v. State, 305 S.C. 331, 408 S.E.2d 242 (1991), we held that a probationer must be informed of his right to counsel and he must make a willing and knowing waiver of counsel. We also stated that “a probationer retains his full Sixth Amendment right to counsel.” Id. at 335, 408 S.E.2d at 244. Because a probationer does not have a Sixth Amendment right to counsel, this statement is incorrect, and any interpretation of the opinion asserting that a probationer is afforded the same constitutional protections as an accused is erroneous. A South Carolina probationer’s right to counsel in a probation revocation hearing is grounded in our case law and court rules. A constitutional right to counsel may arise pursuant to the Due Process Clause, but cannot arise pursuant to the Sixth Amendment.
[2] In Gagnon v. Scarpelli, the Supreme Court held that whether a probationer has a constitutional right to counsel in a revocation hearing should be decided on a case-by-case basis, taking into consideration the complexity of alleged violations and whether the probationer can meaningfully contest the alleged violations.
[3] S.C. Code Ann. § 24-21-50 (Supp. 2002).
[4] Parole eligibility is a collateral consequence of sentencing and is a matter that falls within the province of the Board of Probation, Parole, and Pardon Services. Brown v. State, 306 S.C. 381, 382, 412 S.E.2d 399, 400 (1991); S.C. Code Ann. § 24-21-13 (Supp. 2006). Probation, on the other hand, is a matter within the jurisdiction of the trial court and is judicially-imposed at the time of sentencing. Duckson, 355 S.C. at 598 n. 2, 586 S.E.2d at 578 n. 2; S.C. Code Ann. § 24-21-450 (Supp. 2006).
[5] Our holding today does not alter our PCR jurisprudence regarding claims of ineffective assistance of counsel, nor should it be interpreted as creating additional rights to PCR applicants. Indeed, this Court has granted relief based on “ineffective assistance” of PCR counsel despite the fact that the right to PCR counsel arises from Rule 71.1, SCRCP, and not from the constitution. See e.g., Washington v. State, 324 S.C. 232, 478 S.E.2d 833 (1996) (granting PCR where the defendant alleged ineffective assistance of PCR counsel due to so many procedural irregularities) and Austin v. State, 305 S.C. 453, 409 S.E.2d 395 (1991) (recognizing that the constitutional right to counsel does not extend to discretionary appeals on collateral attack, but allowing a PCR applicant to receive a belated appeal from the denial of his initial PCR application where first PCR counsel failed to file a notice of appeal); but see Aice v. State, 305 S.C. 448, 451, 409 S.E.2d 392, 394 (1991) (holding that an allegation that prior PCR counsel was ineffective is not per se a sufficient reason allowing for a successive PCR application).
[6] Although decided prior to Flores-Ortega, the Weathers analysis is compatible with the Flores-Ortega analysis and remains good law.
Mar 11, 2012 | Criminal Defense, Uncategorized
This SC Supreme Court decision illustrates how timely objections at trial can prove critical to the outcome of a case. Here, the prosecutor, obviously overcome with personal emotion in a child sexual abuse case, crossed a proverbial line and basically asked the jury to “speak for the victim.” While such feelings are natural given the horrific nature of this crime and particular facts involved here, the prosecutor has a duty to remain professional and take steps to make sure every criminal defendant receives a fair trial. It is also the duty and obligation of the criminal defesne attorney to zealously defend his client, regardless of any personal feelings he may have about the case or the defendant. Better make sure your attorney has the professional discipline to aggressively defend your case, especially if the crime is emotionally charged. No matter what the crime, it is your lawyer’s job to do everything possible to get you a fair trial and afford you due process.
At Reeves, Aiken & Hightower LLP, our attorneys have over 70 years of combined trial experience in both civil and criminal courts. We are available by mobile phone in the evenings, on weekends, and even holidays. Our lawyers are licensed in both South Carolina and North Carolina and are effective criminal trial attorneys. We are not afraid to go to Court and often do. Tyler Burns is a former 16th Circuit (York County) prosecutor, and Art Aiken is a accomplished criminal attorney who has tried virtually every type of criminal case in both state and federal courts. And, Bea Hightower is a former Richland County public defender in Columbia. We welcome an opportunity to sit down and personally review your case. Compare our attorneys’ credentials and experience to any other law firm. Then call us for a private consultation. www.rjrlaw.com
THE STATE OF SOUTH CAROLINA
In The Supreme Court
Brandon Leandre Brown, Respondent,
v.
State of South Carolina, Petitioner.
ON WRIT OF CERTIORARI
Appeal From Florence County
Michael Nettles, Circuit Court Judge
Opinion No. 26691
Submitted June 24, 2009 – Filed July 27, 2009
REVERSED
Attorney General Henry Dargan McMaster, Chief Deputy Attorney General John W. McIntosh, Assistant Deputy Attorney General Salley W. Elliott, Assistant Attorney General Julie M. Thames, all of Columbia, for Petitioner.
Deputy Chief Appellate Defender Wanda H. Carter, of South Carolina Commission on Indigent Defense, of Columbia, for Respondent.
JUSTICE BEATTY: In this post-conviction relief (PCR) case, this Court granted the State’s petition for a writ of certiorari to review the PCR judge’s order granting Brandon Leandre Brown a new trial for his convictions of first-degree, criminal sexual conduct with a minor (CSC) and transmitting a sexual disease. The State contends the PCR judge erred in finding Brown’s trial counsel was ineffective for failing to object to certain comments made by the solicitor during his closing argument. We reverse.
FACTUAL/PROCEDURAL HISTORY
At trial, four witnesses, all of whom either lived across the street or were visiting across the street from Brown’s residence on August 4, 2001, testified they observed Brown in his three-year-old stepdaughter’s bedroom on top of the child moving his body in a manner that indicated sexual activity. One of the witnesses testified that “[Brown was] humping up and down on her.” The witnesses testified they were able to see the incident through the child’s bedroom window because the blinds were wide open, the light was on in the bedroom, and it was dark outside at 11:30 p.m. One witness, upon his initial observation, retrieved a pair of binoculars to confirm what he thought he had seen. Based on their observations, the witnesses became upset, called the police, and then went to Brown’s residence to assist the child and to confront Brown. All four witnesses testified that when Brown answered the door, he had an erection.
Shortly after the incident, officers with the Timmonsville Police Department responded to Brown’s residence. After interviewing the witnesses for approximately two hours, the officers took Brown to the police station where he gave two audio-taped statements. These statements were admitted at trial. In these statements, Brown denied that he intended to sexually assault his stepdaughter; however, he admitted that he became aroused while wrestling with her and that he may have accidentally penetrated her. In his first statement, Brown explained that he just got too close to the child and that his penis “might have hit her a couple of times.” In his second statement, Brown stated that it was possible that penetration occurred but that he did not intend to penetrate her. Toward the end of the interview, Brown stated “I came . . . into her a couple of times but not intentionally.” When questioned at trial about the incident, Brown testified that he was tickling and wrestling with the child but denied that he penetrated her.
Rhonda Turner, Brown’s ex-wife and the mother of the child, testified that during the time leading up to the incident and the day of the incident, Brown was unemployed and had access to her daughter during the daytime. In describing her relationship with Brown, she stated that they were married for approximately a year and had a son, who was born on July 4, 2001. Rhonda admitted that she contracted gonorrhea from Brown. She testified that she learned of the STD when her physician’s office called her and instructed her to report to the office on the Monday following the August 4, 2001 incident between Brown and her daughter. During that phone call, Rhonda was informed that she had tested positive for gonorrhea and needed to be seen by her doctor. Rhonda delayed this visit for one day because she took her daughter to be medically evaluated on the Monday following the incident. As a result of this evaluation, the child was given a shot for gonorrhea.
When questioned about the incident between Brown and her daughter, Rhonda testified that she spoke with Brown about it at the Timmonsville Police Department. During this conversation, Brown said, “Well, I mean, I may have, you know, been playing with her; and my penis may have fallen out of my boxers; and I may have gotten erected; and her panties may have gone to the side.” Rhonda, however, testified that when she spoke with Brown again during a telephone conversation he said “he didn’t do it.”
As part of its case, the State presented Kathy Saunders as an expert witness in “child sexual assault” and “child sexual abuse.” Saunders testified that she examined the child two days after the incident because she was out-of-town and unable to evaluate the child when she was taken to the emergency room immediately after the incident with Brown. As a result of her examination, Saunders discovered “copious” amounts of green discharge coming from the child’s vaginal opening. Saunders characterized this finding as a “classic” symptom of gonorrhea. Although there was no evidence of an acute injury causing vaginal tearing or bleeding, Saunders noted in her examination that there was redness around the child’s labia and surrounding tissue. Specifically, Saunders testified “[t]here was some mild redness, with what appeared to be resolution of labial lesions or just some type of contact dermatitis.” She further stated the tissue in the surrounding area “appeared kind of red, very thickened or swollen.” Saunders indicated that these physical findings could be consistent with “someone penetrating the [child’s] labia.” In addition to her physical examination, Saunders testified the child’s mother told her that the child had recently been wetting the bed, complained of stomach aches and nightmares, and had vaginal discharge. Saunders believed these symptoms could be indicative of sexual abuse.
In addition to Brown’s testimony and the testimony of several character witnesses, the defense presented evidence attempting to refute that Brown could have transmitted gonorrhea to the child during the August 4, 2001 incident. Specifically, the defense presented medical records which indicated that Brown had been treated for gonorrhea on May 23, 2001, and July 26, 2001.
In support of its theory, the defense also offered the testimony of Dr. Elizabeth Lynn Harvey Baker-Gibbs, an expert witness on the “diagnosis and treatment of sexual abuse.” Dr. Baker-Gibbs testified regarding the type and effectiveness of the medication prescribed for the treatment of gonorrhea. When presented with the facts of the instant case, she opined that if Brown had properly taken his prescribed medication on July 26, 2001, he would not have been contagious after July 29, 2001. Based on these facts, she ultimately concluded that Brown would not have been contagious on August 4, 2001, the date of the incident.
Following motions from counsel, the trial concluded with closing arguments. At end of his closing argument, the solicitor stated:
I embrace my burden because I represent the State of South Carolina. And I think someone said at the beginning of this trial this is trying to protect the rights of people. Well, I tell you what. I’m here to protect the innocent. I’m here to protect [child victim] a four-year-old child now. Three-year-old little child at that time. And I am the last person that you’re going to hear speak up for her.
So, I ask you, when you go back in that jury room, you speak up for [child victim]. We can never put her back to where she was before this abuse occurred. But we can make sure that the perpetrator is punished. So when you go back in that jury room to deliberate, ladies and gentlemen, speak up for [child victim].
Brown’s trial counsel did not object to these remarks. The jury convicted Brown of first-degree criminal sexual conduct with a minor and transmitting a sexual disease. Subsequently, the trial judge sentenced Brown to twenty-five years imprisonment for the CSC charge and a concurrent term of thirty days imprisonment for the transmission of a sexual disease charge.
Brown appealed his convictions and sentences to the Court of Appeals. In an unpublished opinion, the Court of Appeals affirmed Brown’s convictions and sentences. State v. Brown, Op. No. 2004-UP-358 (S.C. Ct. App. filed June 4, 2004).
Following the decision of the Court of Appeals, Brown filed a timely PCR application. Once represented by counsel, Brown filed an amended PCR application. In these applications, Brown alleged his trial counsel was ineffective in several respects, including counsel’s failure to object to the remarks made by the solicitor in his closing argument.
At the PCR hearing, Brown’s counsel asserted the solicitor’s comments “to speak up for the victim” amounted to a “Golden Rule” type argument that has been deemed improper by our state appellate courts. Additionally, PCR counsel contended the improper argument was prejudicial because it appealed to the passion and prejudice of the jury by asking the jury to be an advocate for the child victim.
Brown’s trial counsel, the only witness called to testify, admitted that an objection should have been made to the solicitor’s comments. However, he stated the reason “those statements were not objected to was because I didn’t want to exacerbate a bad set of facts to point out to the jury something that would already aggravate what appeared to be a pretty bad case.” Trial counsel also pointed out the “gravity of the evidence” the State presented against Brown. He further noted he did not want to give the jury a reason to dislike or hate his client.
In an oral ruling, the PCR judge informed counsel that he was granting Brown relief in the form of a new trial solely on the ground that trial counsel was ineffective in failing to object to the remarks made by the solicitor during closing argument.
In a detailed written order, the PCR judge explained that trial counsel’s failure to object to the solicitor’s closing argument was “clearly error.” The judge further found that “[t]here is a reasonable probability, based upon the evidence before this Court, that failure to object to this inappropriate argument undermined the confidence in the outcome in this trial.”
In terms of the evidence, the judge concluded that there was not overwhelming evidence of guilt given it “consisted of very questionable eyewitness testimony, [Brown’s] two statements, and the fact that at some point, although not at the time of the incident, [Brown] had gonorrhea.” The judge characterized the eyewitness testimony as “questionable” in light of defense counsel’s contention at trial that due to the position of the child’s bedroom window “there was no possible way the witnesses could have seen what they claimed to have seen.” Additionally, the judge referenced the State’s expert witness testimony that the child could not have tested positive for gonorrhea the day after the incident and the testimony that Brown could not have been contagious on the date of the incident. The judge further noted that Brown denied sexually assaulting the child and that there was no evidence of “tearing or obvious injury to the child’s vagina.”
The judge also rejected the State’s contention that the solicitor’s comments were so limited that they could not have affected the trial. Specifically, the judge stated that “[g]iven the seriousness of the offense and the emotions involved, these comments were more than enough to place the jury in a position of being asked to stand up for, help, protect, and advocate for a very small child.” The judge believed that “[i]t is clear that the Solicitor’s statements encouraged the jury to depart from neutrality and decide the case based on passion and bias rather than the evidence, which led to the jury’s verdict being undermined.” Ultimately, the PCR judge found trial counsel was ineffective and, as a result, granted Brown a new trial as to both of his convictions.
The State petitioned for and was granted a writ of certiorari for this Court to review the PCR judge’s order.
STANDARD OF REVIEW
A defendant has the right to the effective assistance of counsel under the Sixth Amendment to the United States Constitution. Strickland v. Washington, 466 U.S. 668 (1984). “There is a strong presumption that counsel rendered adequate assistance and exercised reasonable professional judgment in making all significant decisions in the case.” Tate v. State, 351 S.C. 418, 425, 570 S.E.2d 522, 526 (2002).
In a PCR proceeding, the applicant bears the burden of establishing that he is entitled to relief. Butler v. State, 286 S.C. 441, 334 S.E.2d 813 (1985). In order to prove that counsel was ineffective, the PCR applicant must show that: (1) counsel’s performance was deficient; and (2) there is a reasonable probability that, but for counsel’s errors, the result of the trial would have been different. Caprood v. State, 338 S.C. 103, 109, 525 S.E.2d 514, 517 (2000) (citing Strickland v. Washington, 466 U.S. 668 (1984)). “A reasonable probability is a probability sufficient to undermine confidence in the outcome of the trial.” Ard v. Catoe, 372 S.C. 318, 331, 642 S.E.2d 590, 596 (2007). “Furthermore, when a defendant’s conviction is challenged, ‘the question is whether there is a reasonable probability that, absent the errors, the fact finder would have had a reasonable doubt respecting guilt.’” Id. (quotingStrickland v. Washington, 466 U.S. 668, 695 (1984)).
This Court will uphold the findings of the PCR court if there is any evidence of probative value to support them. Cherry v. State, 300 S.C. 115, 119, 386 S.E.2d 624, 626 (1989). However, if no probative evidence supports these findings, the Court will not uphold the findings of the PCR court. Jackson v. State, 355 S.C. 568, 570, 586 S.E.2d 562, 563 (2003). “The decision of the PCR judge may be reversed when it is controlled by an error of law.” Hiott v. State, 381 S.C. 622, 625, 674 S.E.2d 491, 492 (2009).
DISCUSSION
The State contends the PCR judge erred in granting Brown a new trial on the ground that his trial counsel was ineffective in failing to object to certain portions of the solicitor’s closing argument. Initially, the State asserts that counsel was not ineffective given he “articulated a valid reason for not objecting when he stated he was worried about the jury hating his client.” In support of this assertion, the State points to the testimony of trial counsel that “there was a lot of evidence against [Brown] and that he did not wish to aggravate an already bad situation.” The State also references trial counsel’s testimony that the solicitor’s comments were limited in that they were made “quickly.” Even if trial counsel’s performance was deficient in that there was no objection to the solicitor’s comments, the State claims that Brown was not prejudiced in view of the overwhelming evidence of guilt presented at trial.
“A solicitor’s closing argument must be carefully tailored so as not to appeal to the personal biases of the jury.” Von Dohlen v. State, 360 S.C. 598, 609, 602 S.E.2d 738, 744 (2004). “The argument must not be calculated to arouse the jurors’ passions or prejudices, and its content should stay within the record and reasonable inferences that may be drawn therefrom.” Id. at 609-10, 602 S.E.2d at 744.
“‘While the solicitor should prosecute vigorously, his duty is not to convict a defendant but to see justice done.’” State v. Northcutt, 372 S.C. 207, 222, 641 S.E.2d 873, 881 (2007) (quoting State v. Linder, 276 S.C. 304, 312, 278 S.E.2d 335, 339 (1981)). “‘The solicitor’s closing argument must, of course, be based on this principle.’” Id. “A Golden Rule argument asking the jurors to place themselves in the victim’s shoes tends to completely destroy all sense of impartiality of the jurors, and its effect is to arouse passion and prejudice.” State v. Reese, 370 S.C. 31, 38, 633 S.E.2d 898, 901 (2006).
“On appeal, the appellate court will view the alleged impropriety of the solicitor’s argument in the context of the entire record, including whether the trial judge’s instructions adequately cured the improper argument and whether there is overwhelming evidence of the defendant’s guilt.” Simmons v. State, 331 S.C. 333, 338, 503 S.E.2d 164, 166 (1998). “Improper comments do not automatically require reversal if they are not prejudicial to the defendant, and the appellant has the burden of proving he did not receive a fair trial because of the alleged improper argument.” Humphries v. State, 351 S.C. 362, 373, 570 S.E.2d 160, 166 (2002). “The relevant question is whether the solicitor’s comments so infected the trial with unfairness as to make the resulting conviction a denial of due process.” Id.; see State v. Hornsby, 326 S.C. 121, 129, 484 S.E.2d 869, 873 (1997) (“A denial of due process occurs when a defendant in a criminal trial is denied the fundamental fairness essential to the concept of justice.”).
Turning to the facts of the instant case, we find the PCR judge correctly concluded the solicitor’s remarks were improper in that they amounted to an impermissible “Golden Rule” type argument. See State v. Reese, 359 S.C. 260, 271, 597 S.E.2d 169, 175 (Ct. App. 2004) (recognizing that a “Golden Rule” argument which suggests to jurors to put themselves in the shoes of one of the parties is generally impermissible because it encourages the jurors to depart from neutrality and to decide the case on the basis of personal interest and bias rather than evidence), aff’d in part and rev’d in part, 370 S.C. 31, 633 S.E.2d 898 (2006) (affirming the Court of Appeals’ finding that the defendant was entitled to a new trial based on the solicitor’s “Golden Rule” closing argument in which he repeatedly asked jurors to “speak” for the murdered victim).
Here, it is indisputable that the case was “emotionally charged” given it involved sexual misconduct with a three-year-old child. Thus, the solicitor’s remarks imploring the jurors to “speak for” the victim undeniably asked the jurors to set aside their impartiality and, instead, consider the evidence from the subjective position of the child victim.
In view of this improper argument, we agree with the PCR judge that it was incumbent upon Brown’s trial counsel to object to the solicitor’s closing remarks. Furthermore, although we do not believe trial counsel was disingenuous in articulating a trial strategy to explain his failure to object to these comments, we find this “strategy” cannot be construed as a valid one given the evident impropriety of the solicitor’s remarks. Cf. Stokes v. State, 308 S.C. 546, 548, 419 S.E.2d 778, 779 (1992) (“Where . . . counsel articulates a valid reason for employing certain strategy, such conduct will not be deemed ineffective assistance of counsel.”);Whitehead v. State, 308 S.C. 119, 122, 417 S.E.2d 529, 531 (1992) (recognizing that “[c]ourts must be wary of second-guessing counsel’s trial tactics; and where counsel articulates a valid reason for employing certain strategy, such conduct will not be deemed ineffective assistance of counsel”).
Based on the foregoing, we hold trial counsel was deficient in failing to object to the challenged portion of the solicitor’s closing argument because it constituted a “Golden Rule” argument which impermissibly appealed to the passion of the jurors by asking them to “speak up” for the child victim. However, we find Brown did not satisfy his requisite burden of proving that there was a reasonable probability that but for counsel’s deficient performance the result of his trial would have been different.
First, the solicitor’s comments came at the very end of his closing argument and were limited in duration. Thus, we find the solicitor’s comments did not so infect the trial with unfairness as to make the resulting conviction a denial of due process. SeeSmith v. State, 375 S.C. 507, 654 S.E.2d 523 (2007) (concluding any impropriety in the solicitor’s closing argument was not sufficient to grant defendant post-conviction relief where solicitor’s improper use of the pronoun “I” was limited, did not recur throughout his argument, there was overwhelming evidence of the defendant’s guilt, and the trial judge instructed the jury not to consider counsel’s statements as evidence); see also Von Dohlen, 360 S.C. at 613-14, 602 S.E.2d at 746 (holding trial counsel, during the penalty phase of a capital case, was deficient in failing to object to solicitor’s comment for the jurors to put themselves in the victim’s shoes, but finding such deficient performance was not prejudicial); cf. State v. McDaniel, 320 S.C. 33, 462 S.E.2d 882 (Ct. App. 1995) (finding solicitor’s use of “you” forty-five times during closing argument asking the jurors to put themselves in the place of the victim constituted reversible error and warranted a new trial).
Secondly, there was overwhelming evidence of Brown’s guilt. The State presented four eyewitnesses who testified to seeing Brown commit the sexual misconduct against the child. Each of the witnesses testified they could see into the child’s bedroom window because the blinds were wide open, it was dark outside, and there was a light on in the bedroom. They further explained that they were able to see more clearly when they approached the window to confront Brown by banging on the bedroom window. Additionally, each witness testified that when Brown opened the door, he had an erection.
Although Brown’s defense counsel attempted to establish that the witnesses’ testimony differed from their written statements regarding certain details, the witnesses were adamant that they could clearly see through the child’s bedroom window. They also explained that they wrote their statements for the police immediately after witnessing the incident while sitting in the dark on top of the police cars.
The State also presented the two audio-taped statements given by Brown in which he admitted to “accidental” or “possible” penetration of the child. Brown’s ex-wife also testified that when she spoke with Brown at the police station he admitted that he had been playing with the child and said, “my penis may have fallen out of my boxers; and I may have gotten erected; and her panties may have gone to the side.”
Additionally, the State’s expert witness testified that the child exhibited physical and psychological symptoms which were indicative of sexual abuse. This expert witness also confirmed that the child had been diagnosed with gonorrhea. Although the defense presented evidence that Brown may not have been contagious on the day of the incident, there was testimony that prior to the incident he was diagnosed with gonorrhea and had access to the child alone during the day.
Finally, the jury only deliberated for thirty-eight minutes before finding Brown guilty of both charges. Notably, the trial judge also recognized that the evidence of guilt was overwhelming when he stated during sentencing:
I want to say to you also that the evidence in this case, sir, was overwhelming, including four eyewitnesses, which is very unusual for a crime which generally occurs in secret; your obvious and your unnatural state of arousal when you went to the door or when you were confronted about this; the transmission of gonorrhea to a child victim; and your own admissions that are contained in your own statements, sir. All of these are overwhelming evidence in the view of this court.
Based on the foregoing, we hold that any impropriety in the solicitor’s closing argument was not sufficient to warrant the PCR judge’s decision to grant a new trial.
CONCLUSION
Although we find the PCR judge correctly determined that trial counsel was deficient in failing to object to the solicitor’s “Golden Rule” closing argument, we hold Brown failed to prove that there was a reasonable probability that but for this error the result of his trial would have been different. Accordingly, the decision of the PCR judge is
REVERSED.
TOAL, C.J., WALLER, PLEICONES and KITTREDGE, JJ., concur.
Mar 10, 2012 | Criminal Defense, Drug Crimes and Controlled Substances Defense, Uncategorized
This SC Supreme Court case highlights the critical importance of making proper objections during trial to the admission of evidence and/or testimony. Here, the all important videotape was introduced and admitted without objection by the criminal defense attorney. Subsequently, after being convicted, the judge on his own granted a new trial. The State appealed this action and won. The result is the prior conviction will stand, and the criminal defendant will go to prison. Had an objection been made, the outcome could have been different. Better make sure your criminal attorney knows the rules of procedure and when to object to the admission of evidence against you. As this case shows, a single, properly made objection can make or break a case.
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THE STATE OF SOUTH CAROLINA
In The Supreme Court
The State, Respondent,
v.
Jeremiah Dicapua, Petitioner.
ON WRIT OF CERTIORARI TO THE COURT OF APPEALS
Appeal From Horry County
J. Michael Baxley, Circuit Court Judge
Opinion No. 26684
Heard February 3, 2009 – Filed July 13, 2009
AFFIRMED
Appellate Defender Robert M. Pachak, of South Carolina Commission on Indigent Defense, of Columbia, for Petitioner.
Attorney General Henry Dargan McMaster; Chief Deputy Attorney General John W. McIntosh; Assistant Deputy Attorney General Salley W. Elliott; Senior Assistant Attorney General Norman Mark Rapoport, all of Columbia; and Solicitor John Gregory Hembree, of Conway, for Respondent.
JUSTICE KITTREDGE: As a result of a videotaped sting operation, Jeremiah Dicapua was convicted and sentenced for distribution of crack cocaine and possession with intent to distribute crack cocaine. On the day following sentencing, the trial court sua sponte vacated the jury’s verdict and ordered a new trial on the basis of perceived weaknesses in the videotape evidence, even though the tape was admitted without objection. Moreover, the trial court ruled that the videotape could not be admitted in evidence in the new trial. The State appealed, contending the sua sponte grant of a new trial constituted legal error warranting reversal.
Because Dicapua waived any direct challenge to the videotape by consenting to its admission, the court of appeals reversed the trial court’s sua sponte, new trial order and reinstated the sentence. State v. Dicapua, 373 S.C. 452, 455-56, 646 S.E.2d 150, 152 (Ct. App. 2007). We granted a writ of certiorari. We affirm.
I.
The Horry County Police Department and the Myrtle Beach Police Department conducted a drug sting in a hotel. One hotel room was a control room where the officers observed the suspects and the informant. The adjoining hotel room served as the transaction room, which was set up with separate video and audio recording devices. On the day in question, the audio equipment malfunctioned.
The hotel room was initially searched by the police for drugs, and the informant was searched as well. The informant was given one hundred and eighty dollars in marked money by the police. The informant and another woman in the hotel room were arrested earlier that day for prostitution.
The informant briefly left the room and reentered with Dicapua. The informant counted out the money and placed it on the bed. Next, Dicapua counted the money and appeared to drop something on the bed. The informant then placed an unknown substance in her pocket. After the police entered the transaction room, the police searched Dicapua and found drugs. The police also located drugs on the informant for a total of 2.4 grams of crack cocaine. Dicapua admitted the informant gave him one hundred and sixty dollars.
Dicapua was tried for and convicted of distribution of crack cocaine and possession with intent to distribute crack cocaine. At trial, Dicapua did not object to the admission of the videotape. Following the State’s case, Dicapua made multiple motions: for a dismissal and a mistrial due to the lack of a link between the drugs found on the informant and Dicapua, for a directed verdict due to the “totality” of the State’s case, and for dismissal due to entrapment. Notably, these motions did not refer to the admission of the videotape.
Following the jury’s guilty verdicts, Dicapua moved to set aside the verdict as there was no evidence Dicapua intended to sell additional drugs and “the objections and request going back to the [informant], the chain, and all those things.” Again, these motions did not implicate the admission of the videotape. The trial court sentenced Dicapua to thirty months for both charges to run concurrently.
The next day the trial court sua sponte ordered a new trial because of concerns about the videotape. The trial court additionally ordered, “it is the decision of this Court to suppress the introduction of the videotape in any new trial to be had on the charges.”[1] The State served its notice of appeal. The trial court subsequently held a hearing to supplement the record and further explain its decision.[2]
The State appealed the trial court’s sua sponte order. The court of appeals reversed. State v. Dicapua, 373 S.C. 452, 456, 646 S.E.2d 150, 152 (Ct. App. 2007). The court of appeals majority found an abuse of discretion by the trial court’s granting of a new trial for a waived issue, the admission of the videotape. Id. at 455, 646 S.E.2d at 152. One panel member of the court of appeals concurred, addressing the matter of appealability. Id. at 457, 646 S.E.2d at 153. This Court granted Dicapua’s petition for certiorari.
II.
We first address the threshold matter of appealability. “The State may only appeal a new trial order if, in granting it, the trial judge committed an error of law.” State v. Johnson, 376 S.C. 8, 10, 654 S.E.2d 835, 836 (2007). To determine if an error of law occurred, it is necessary to examine the merits of the case. Id. at 11, 654 S.E.2d at 836. We find an error of law occurred when the trial court granted a new trial on the basis of evidence admitted with Dicapua’s consent. Because of the error of law, the matter is appealable.
We now turn to the legal issue which resolves this case—may a trial court in a criminal case sua sponte order a new trial on a ground not raised by a party? We answered this question “no” in the context of a civil proceeding in Southern Railway Co. v. Coltex, Inc., 285 S.C. 213, 214, 329 S.E.2d 736, 736 (1985) (“The sole issue is whether a trial judge ex mero motu[3] can grant a new trial on a ground not raised by a party. We hold he cannot.”).[4] We hold the same result must follow in a criminal case.[5] Moreover, to affirm the grant of a new trial on a waived issue in a criminal case would lend this Court’s imprimatur to a trial court’s impromptu grant of post conviction relief.
By consenting to the admission of the videotape evidence, Dicapua waived any direct challenge to the admission of the evidence. Concomitantly, the trial court lacked authority to grant relief on the basis of a ground not raised by Dicapua. We hold the granting of a new trial sua sponte on a ground waived by a party is an error of law.
AFFIRMED.
TOAL, C.J., WALLER, PLEICONES and BEATTY, JJ., concur.
[1] Counsel for Dicapua conceded at oral argument that it was error to preemptively suppress the videotape at a new trial.
[2] Because the filing of the appeal deprived the trial court of jurisdiction, we may not consider the trial court’s post-appeal explanation.
[3] Ex mero motu is a synonymn for sua sponte. Black’s Law Dictionary 596 (7th ed. 1999).
[4] As in the case at hand, in Southern Railway, Southern waived the ground on which the trial court sua sponte granted a new trial. 285 S.C. at 215-16, 329 S.E.2d at 737-38. Specifically, the trial court in Southern Railway stated that “[t]his new trial is not granted on the grounds as contended by [Southern] . . . .” Id. at 215, 329 S.E.2d 737. In reversing the sua sponte grant of a new trial, we held “Southern waived the right to claim the omitted charge was error by not objecting to its omission at the trial level. Therefore, the omitted charge was not properly before the trial court, the Court of Appeals, or this Court.” Id. at 216, 329 S.E.2d at 737-38.
[5] We acknowledge Rule 59(d), SCRCP, allows a civil trial court to order a new trial within ten days of the entry of judgment for “any reason for which [the trial court] might have granted a new trial on motion of a party.” We further acknowledge that when a civil trial court exercises its discretionary right to sit as a thirteenth juror and grants a new trial when the verdict is contrary to the evidence, its decision will be upheld if there is any evidence to support it. Southern Railway, 285 S.C. at 216, 329 S.E.2d at 738.